Unclaimed
Clifford Fowler Blaze is a registered representative with Williams Trading LLC. Clifford has over 30 years of experience in the financial services industry and has held a variety of roles at leading financial institutions. Clifford currently holds Series 3, 4, 7, 55, 57TO and SIE licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
CT
02/23/2000 - Present
Williams Trading LLC (WESTPORT CT)
NY
04/07/1998 - 02/25/2000
GOLDMAN, SACHS & CO. (NEW YORK NY)
NA
03/10/1998 - 04/01/1998
GOLDMAN, SACHS & CO.
NY
04/22/1993 - 03/11/1998
LEHMAN BROTHERS INC. (NEW YORK NY)
BC
Issued 02/02/1994
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 05/02/2012
Series 4 - Registered Options Principal Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/04/2000
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 09/16/1996
Series 3 - National Commodity Futures Examination
BC
Issued 04/21/1993
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE Arca, Inc.
N
Nasdaq Stock Market
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