Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Clifford? Claim Your ProfileClifford Bajor is a registered representative with HSBC Securities (USA) Inc. Clifford has been working in the financial services industry since 2008 and currently holds Series 63, 66, 7 and SIE licenses. Clifford has worked at J.P. Morgan Securities LLC, Chase Investment Services Corp and David Lerner Associates, Inc. prior to joining HSBC Securities (USA) Inc. Clifford's current employer, HSBC Securities (USA) Inc. provides financial services including financial planning, portfolio management for businesses and pooled investment vehicles, selection of other advisors and asset allocation recommendations.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Provide asset alloc recommendations & based upon such recommendations 3rd party adv to manage assets pursuant to client approval
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
1
2
NY
07/01/2016 - Present
Hsbc Securities (usa) Inc. (NEW YORK NY)
NJ
10/01/2012 - 06/23/2016
J.P. MORGAN SECURITIES LLC (MANCHESTER NJ)
NJ
10/19/2011 - 10/01/2012
CHASE INVESTMENT SERVICES CORP. (BRICK NJ)
NJ
11/20/2008 - 10/19/2011
DAVID LERNER ASSOCIATES, INC. (PRINCETON NJ)
BOTH
Issued 11/23/2011
Series 66 - Uniform Combined State Law Examination
BC
Issued 12/03/2008
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/19/2008
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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