Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Clifford? Claim Your ProfileClifford Dennis Neill is a financial advisor with over 40 years of experience in the industry. Neill is registered with LPL Financial LLC. Neill is also registered as an Investment Advisor Representative (IAR) in California and Texas. Clifford has previously worked with CETERA ADVISOR NETWORKS LLC, FIRST AFFILIATED SECURITIES, INC., and SECURITY FIRST FINANCIAL, INC. Neill has passed the Series 1, 63, 7 and 24 exams. Neill has 10 state registrations and 2 IA state registrations.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
CA
04/29/2019 - Present
LPL Financial LLC (IRVINE CA)
CA
04/11/1988 - 03/07/2019
CETERA ADVISOR NETWORKS LLC (CHICO CA)
NA
01/19/1983 - 04/21/1988
FIRST AFFILIATED SECURITIES, INC.
NA
05/07/1980 - 02/08/1983
SECURITY FIRST FINANCIAL, INC.
BC
Issued 05/14/1991
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/27/1997
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/15/1983
Series 7 - General Securities Representative Examination
BC
Issued 04/29/1980
Series 1 - Registered Representative Examination
Active
Inactive
F
FINRA
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