Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Clifford? Claim Your ProfileClifford Sorel is a financial advisor at Capital Investment Advisory Services, LLC. Clifford has been a Registered Representative for over 30 years and currently holds Series 63, 65, 7, 31 and SIE licenses. Clifford's previous experience includes roles at Raymond James Financial Services, Inc., Wells Fargo Advisors, LLC, Banc of America Investment Services, Inc., NationsSecurities, Dean Witter Reynolds Inc., and Thomas James Associates, Inc. Clifford is a member of the Salisbury Rotary Club.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
NC
10/15/2018 - Present
Capital Investment Advisory Services, LLC (SALISBURY NC)
NC
05/22/2015 - 07/13/2018
RAYMOND JAMES FINANCIAL SERVICES, INC. (SALISBURY NC)
NC
02/21/2001 - 05/27/2015
WELLS FARGO ADVISORS, LLC (SALISBURY NC)
MA
01/01/1998 - 02/22/2001
BANC OF AMERICA INVESTMENT SERVICES, INC. (BOSTON MA)
NA
07/12/1993 - 01/01/1998
NATIONSSECURITIES
NY
09/24/1990 - 07/12/1993
DEAN WITTER REYNOLDS INC. (PURCHASE NY)
NY
09/26/1986 - 10/08/1990
THOMAS JAMES ASSOCIATES, INC. (ROCHESTER NY)
IA
Issued 05/05/2004
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/06/1986
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/20/2005
Series 31 - Futures Managed Funds Examination
BC
Issued 09/20/1986
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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