Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Clifford? Claim Your ProfileClifford Dale Petersen is a financial advisor with Wells Fargo Clearing Services, LLC. Clifford has been in the financial services industry since 2007. Clifford is registered with FINRA and holds the Series 7, Series 9, Series 10 and SIE licenses. Clifford is also registered in 53 states and the District of Columbia. Clifford's previous experience includes working with E*TRADE SECURITIES LLC and Ameriprise Financial Services, Inc. Clifford has a wide range of experience in financial services, and specializes in various financial instruments and areas.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
UT
09/06/2011 - Present
Wells Fargo Clearing Services, LLC (SALT LAKE CITY UT)
UT
12/20/2007 - 02/24/2011
E*TRADE SECURITIES LLC (SANDY UT)
UT
10/10/2006 - 02/01/2008
AMERIPRISE FINANCIAL SERVICES, INC. (MIDVALE UT)
BOTH
Issued 10/30/2006
Series 66 - Uniform Combined State Law Examination
BC
Issued 09/18/2015
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 07/27/2015
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/09/2006
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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