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Clifford August Sterling

Seelaus Asset Management, LLC

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About Clifford August Sterling

Clifford Sterling is a Registered Representative with Seelaus Asset Management, LLC. He has been in the industry since April 1986. Clifford Sterling has experience in the investment banking and financial services industries. Clifford Sterling is also a Registered Investment Advisor in the state of New Jersey.

Firm Information

Clifford Sterling is currently registered with Seelaus Asset Management, LLC. Seelaus Asset Management, LLC is a registered investment advisor based in Chatham, NJ. The firm manages approximately $1.43 billion in assets for a diverse range of clients, including high-net-worth individuals, corporations, charitable organizations, and pooled investment vehicles. Seelaus specializes in financial planning, portfolio management, and investment advisory services. They offer a wide range of investment services including portfolio management for individuals and businesses, and portfolio management for pooled investment vehicles. The firm has 5 licensed agents and 14 investment advisor representatives.
Seelaus Asset Management, LLC

26 MAIN STREET

CHATHAM, NJ 07928

$1.43B

Assets Under Management

Not reported

Total Clients

20

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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percentage of assets

A percentage of the total value of assets under management is charged.

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performance-based fees

Fees calculated based on the performance of your investments relative to a benchmark.

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Clifford Sterling’s Registration & Firm History

NJ

08/09/2019 - Present

Seelaus Asset Management, LLC (CHATHAM NJ)

FL

08/13/2012 - 06/07/2019

TRIBAL CAPITAL MARKETS, LLC (Boca Raton FL)

NY

08/13/2008 - 08/28/2012

BRAVER STERN SECURITIES LLC (NEW YORK NY)

NY

03/19/1986 - 08/05/2008

BEAR, STEARNS & CO. INC. (NEW YORK NY)

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Licenses & Designations

BC

Issued 07/17/1986

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 08/12/2009

Series 24 - General Securities Principal Examination

BC

Issued 01/02/2023

Series 79TO - Investment Banking Registered Representative Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 03/15/1986

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Clifford August Sterling.
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