Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Clifford? Claim Your ProfileClifford Adams Bartlett III is a financial advisor with Stifel, Nicolaus & Company, Inc. Clifford has been in the financial services industry since 1989. He has experience in a variety of investment areas, including equities, fixed income, and mutual funds. Clifford has worked for several firms in the past including Wells Fargo Clearing Services, LLC, Citigroup Global Markets Inc., Morgan Stanley DW Inc., Merrill Lynch, Pierce, Fenner & Smith Incorporated, Paine Webber Incorporated, Smith Barney Shearson Inc. and Lehman Brothers Inc. He is a registered representative in multiple states. Clifford can provide financial planning, pension consulting, educational seminars and selection of other advisers.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
NY
05/26/2021 - Present
Stifel, Nicolaus & Company, Inc. (NEW YORK NY)
NY
01/03/2008 - 01/09/2019
WELLS FARGO CLEARING SERVICES, LLC (NEW YORK NY)
NY
08/27/2004 - 01/23/2008
CITIGROUP GLOBAL MARKETS INC. (NEW YORK NY)
NY
10/18/2000 - 09/02/2004
MORGAN STANLEY DW INC. (PURCHASE NY)
NY
01/17/1998 - 10/11/2000
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
NJ
09/10/1993 - 12/18/1997
PAINEWEBBER INCORPORATED (WEEHAWKEN NJ)
NY
07/31/1993 - 09/24/1993
SMITH BARNEY SHEARSON INC. (NEW YORK NY)
NY
07/29/1992 - 07/31/1993
LEHMAN BROTHERS INC. (NEW YORK NY)
NY
07/19/1989 - 04/29/1992
LEHMAN BROTHERS INC. (NEW YORK NY)
BOTH
Issued 04/02/2009
Series 66 - Uniform Combined State Law Examination
BC
Issued 08/02/1989
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/12/2009
Series 31 - Futures Managed Funds Examination
BC
Issued 07/15/1989
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BZX Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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