Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Cliff? Claim Your ProfileCliff Wesley Brock is a financial advisor with over 20 years of experience in the industry. Cliff is registered with Raymond James Financial Services Advisors, Inc., and has been with the firm since 2006. Prior to that, Cliff worked for Signator Investors, Inc. Cliff holds the Series 6, 7, 63 and 65 licenses. He specializes in providing financial advice and investment management services to individuals, businesses, and retirement plans. Cliff is also a financial advisor for Jackson County Bank.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Hourly & fixed rate consultations
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Per participant (erisa)
1
2
IN
03/12/2020 - Present
Raymond James Financial Services Advisors, Inc. (SEYMOUR IN)
IN
10/02/2000 - 07/10/2006
SIGNATOR INVESTORS, INC. (SEYMOUR IN)
IA
Issued 03/14/2007
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 06/23/2000
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/13/2006
Series 7 - General Securities Representative Examination
BC
Issued 09/28/2000
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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