Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Cliff? Claim Your ProfileCliff Vuong Nguyen is a registered representative of Wells Fargo Clearing Services, LLC in El Segundo, CA. Cliff has been in the financial services industry since 2019. Cliff is registered in 19 states including California and Texas. Cliff holds Series 7, 66 and SIE licenses. Cliff is also affiliated with Merrill Lynch, Pierce, Fenner & Smith Incorporated. Cliff has experience working with corporations or businesses, individuals, pension and profit-sharing plans, charitable organizations and insurance companies. Cliff's firm, Wells Fargo Clearing Services, LLC manages over $550 billion in assets. They provide financial planning, investment consulting services, portfolio management for individuals and businesses, and select other advisors.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
CA
02/18/2022 - Present
Wells Fargo Clearing Services, LLC (EL SEGUNDO CA)
CA
07/01/2019 - 02/22/2022
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (EL SEGUNDO CA)
BOTH
Issued 07/29/2019
Series 66 - Uniform Combined State Law Examination
BC
Issued 07/01/2019
Series 7TO - General Securities Representative Examination
BC
Issued 05/29/2019
SIE - Securities Industry Essentials Examination
Active
Inactive
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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