Unclaimed
Cliff Duester is a financial advisor at Hornor, Townsend & Kent, LLC. Cliff has been in the industry since 2009 and is registered with the Securities and Exchange Commission (SEC) and FINRA. Cliff is also registered in 13 states. Cliff is a Series 7, Series 66 and SIE licensed professional. Cliff is actively involved in the financial planning, portfolio management, and insurance brokerage communities. Cliff has worked with a variety of clients, including high net worth individuals, corporations, pension and profit-sharing plans, and charitable organizations. Cliff's experience at MML Investors Services, LLC and Park Avenue Securities LLC further enhances his knowledge of the financial industry. Cliff is committed to providing his clients with personalized financial advice to help them achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Trail commissions, distribution assistance fees
1
2
NY
07/12/2023 - Present
Hornor, Townsend & Kent, LLC (NEW YORK NY)
CA
02/26/2015 - 07/19/2023
MML INVESTORS SERVICES, LLC (LOS ANGELES CA)
CA
11/19/2013 - 10/06/2014
PARK AVENUE SECURITIES LLC (SAN DIEGO CA)
CA
04/20/2009 - 07/05/2013
PARK AVENUE SECURITIES LLC (SAN DIEGO CA)
BOTH
Issued 10/15/2009
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/17/2009
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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