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Cliff Anderson

J.p. Morgan Securities LLC

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About Cliff Anderson

Cliff Anderson is a financial advisor with over 25 years of experience in the industry. Cliff is currently registered with J.p. Morgan Securities LLC in Connecticut, New York and Texas. Cliff is also registered with Wells Fargo Clearing Services, LLC in Connecticut and Texas. Cliff has a wide range of experience in the financial services industry, including working for Ameriprise Financial Services, Inc., Ameriprise Advisor Services, Inc., H&R Block Financial Advisors, Inc., and J.p. Morgan Securities LLC. Cliff is a highly qualified financial advisor with a strong track record of success. Cliff is committed to providing his clients with personalized financial advice and services.

Firm Information

Cliff Anderson is currently registered with J.p. Morgan Securities LLC. J.p. Morgan Securities LLC is a Limited Liability Company formed in 1985. It is headquartered in NEW YORK, NY, United States. The firm has over 50 billion in assets under management and provides a variety of financial services, including financial planning, pension consulting, portfolio management for individuals and businesses, and selection of other advisors.
J.p. Morgan Securities LLC

383 MADISON AVE

NEW YORK, NY 10179

$249.73B

Assets Under Management

262,026

Total Clients

26,783

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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pension consulting services

Guidance on pension options to ensure a secure financial future.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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percentage of assets

A percentage of the total value of assets under management is charged.

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other

Fee computed based on cents-per-share-deposited-into-the-account

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Cliff Anderson’s Registration & Firm History

CT

04/25/2016 - Present

J.p. Morgan Securities LLC (SOUTHPORT CT)

CT

10/05/2009 - 04/22/2016

AMERIPRISE FINANCIAL SERVICES, INC. (HARTFORD CT)

CT

08/26/1997 - 10/05/2009

AMERIPRISE ADVISOR SERVICES, INC. (STRATFORD CT)

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Licenses & Designations

IA

Issued 04/11/2001

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 08/06/1997

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/10/2000

Series 10 - General Securities Sales Supervisor - General Module Examination

BC

Issued 06/29/2000

Series 9 - General Securities Sales Supervisor - Options Module Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 07/24/2006

Series 31 - Futures Managed Funds Examination

BC

Issued 11/26/1997

Series 7 - General Securities Representative Examination

BC

Issued 08/25/1997

Series 52 - Municipal Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

B

BOX Exchange LLC

C

Cboe C2 Exchange, Inc.

C

Cboe Exchange, Inc.

F

FINRA

I

Investors' Exchange LLC

L

Long-Term Stock Exchange, Inc.

M

MEMX LLC

M

MIAX Emerald, LLC

N

NYSE American LLC

N

NYSE Arca, Inc.

N

NYSE Chicago, Inc.

N

NYSE National, Inc.

N

Nasdaq BX, Inc.

N

Nasdaq GEMX, LLC

N

Nasdaq ISE, LLC

N

Nasdaq MRX, LLC

N

Nasdaq PHLX LLC

N

Nasdaq Stock Market

N

New York Stock Exchange

Disclosures

There is public disclosure for Cliff Anderson. Review regulatory record here.
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