Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Cleve? Claim Your ProfileCleve Nordeen is an investment advisor representative at Captrust in Wilmington, North Carolina. Cleve has been working in the financial services industry since 1996. Cleve holds a Series 7, Series 63, Series 24, Series 4, Series 31, Series 99TO, and Series SIE license. Cleve is registered with FINRA and the state of North Carolina. Cleve also provides business guidance/direction for a hauling and recycling business.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
1
2
NC
11/08/2022 - Present
Captrust (Wilmington NC)
NC
10/28/2016 - 10/28/2022
HIGHTOWER SECURITIES, LLC (Wilmington NC)
NC
07/23/2012 - 10/28/2016
CAPITAL INVESTMENT GROUP, INC. (WILMINGTON NC)
NC
09/24/2010 - 07/20/2012
TRIAD ADVISORS, INC. (WILMINGTON NC)
NC
03/13/2009 - 10/07/2010
RBC CAPITAL MARKETS CORPORATION (WILMINGTON NC)
NC
12/01/2004 - 03/13/2009
FERRIS, BAKER WATTS, LLC (WILMINGTON NC)
NC
11/11/1996 - 12/31/2004
COASTAL DISCOUNT STOCKBROKERS, INC. (WILMINGTON NC)
IA
Issued 06/01/2006
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/31/1996
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 04/25/2000
Series 24 - General Securities Principal Examination
BC
Issued 10/16/1997
Series 4 - Registered Options Principal Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/27/1999
Series 31 - Futures Managed Funds Examination
BC
Issued 10/22/1996
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
Not sure Cleve Nordeen is the right advisor for you? Invested Better is here to help.
