Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Cletus? Claim Your ProfileCletus W Schwegman has been in the financial services industry since 2005. Cletus is currently registered with UBS Financial Services Inc. and is licensed in New Jersey and Texas. Cletus has previously worked with Merrill Lynch, Pierce, Fenner & Smith Incorporated, H.D. Vest Investment Services, American Express Financial Advisors Inc., and IDS Life Insurance Company. Cletus has held various industry licenses and certifications, and has a proven track record in providing comprehensive financial advice to individual and corporate clients. Cletus is committed to building long-term relationships with clients and helping them achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
See schedule d - miscellaneous
1
2
NJ
05/08/2017 - Present
UBS Financial Services Inc. (NORTHFIELD NJ)
NJ
04/14/2008 - 08/29/2013
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (EGG HARBOR TOWNSHIP NJ)
NJ
03/28/2007 - 05/09/2008
H.D. VEST INVESTMENT SERVICES (LONGPORT NJ)
MN
02/02/2005 - 06/15/2005
AMERICAN EXPRESS FINANCIAL ADVISORS INC. (MINNEAPOLIS MN)
MN
02/02/2005 - 06/15/2005
IDS LIFE INSURANCE COMPANY (MINNEAPOLIS MN)
BOTH
Issued 02/15/2005
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/26/2015
Series 31 - Futures Managed Funds Examination
BC
Issued 02/01/2005
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
Not sure Cletus Schwegman is the right advisor for you? Invested Better is here to help.
