Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Cleo? Claim Your ProfileCleo W. Holder is a financial advisor with Cetera Investment Advisers LLC. Cleo has been in the financial services industry since 1983. Cleo specializes in portfolio management for businesses and individuals, as well as financial planning. Cleo is registered with the Securities and Exchange Commission (SEC) and holds the Series 63, Series 51, Series 24, SIE, and Series 7 exams. Cleo is also a Certified Financial Planner (CFP). Cleo is registered to provide investment advice in several states including Indiana, Texas, and Alabama.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
IN
08/10/2023 - Present
Cetera Investment Advisers LLC (NEWBURGH IN)
IN
10/03/2007 - 08/10/2023
SECURIAN FINANCIAL SERVICES, INC. (NEWBURGH IN)
IN
10/13/1987 - 12/20/2007
FIRST SECURITIES NETWORK CORPORATION (NEWBURGH IN)
NA
10/31/1986 - 06/09/1987
ABACUS EQUITY SERVICES, INC.
NA
11/07/1985 - 10/31/1986
CARDELL & ASSOCIATES, INCORPORATED
NA
11/09/1983 - 02/11/1986
MONY SECURITIES CORP.
NA
10/20/1982 - 10/26/1983
STRUCTURED SHELTERS SECURITIES, INC.
BC
Issued 11/17/1982
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 1/23/2003
Series 51 - Municipal Fund Securities Principal Examination
BC
Issued 6/2/1987
Series 24 - General Securities Principal Examination
BC
Issued 10/1/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/16/1982
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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