Unclaimed
Clement Kaupp is a securities professional with over 20 years of experience in the financial industry. Clement is currently registered with Tourmaline Partners, LLC and has been with the firm since April 2018. Previously, Clement was employed by Access Securities, LLC. Clement holds Series 7, 55, 63, and SIE licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
CT
04/30/2018 - Present
Tourmaline Partners, LLC (STAMFORD CT)
CT
05/31/2002 - 04/23/2018
ACCESS SECURITIES, LLC (STAMFORD CT)
BC
Issued 08/24/2002
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/22/2005
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 05/30/2002
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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