Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Clement? Claim Your ProfileClement Jaeho Shin is an active investment advisor with a focus on portfolio management for individuals, businesses, and investment companies. Shin is registered with the state of California, and holds the Series 6, 7, 24, 63, and 65 securities licenses. Shin has been in the industry since 1996 and has worked with U.s. Bancorp Investments, Inc., Cetera Investment Services LLC, LPL Financial LLC, HSBC Securities (USA) Inc., Banc of America Investment Services, Inc., and Pruco Securities Corporation. Clement Jaeho Shin works in the Downey office of U.s. Bancorp Investments, Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
12b-1,networking&shareholder serv,product partner arrangements
1
2
CA
11/28/2023 - Present
U.s. Bancorp Investments, Inc. (Downey CA)
CA
11/30/2016 - 11/06/2023
CETERA INVESTMENT SERVICES LLC (LOS ANGELES CA)
CA
11/03/2014 - 12/13/2016
LPL FINANCIAL LLC (LOS ANGELES CA)
CA
03/05/2009 - 04/07/2014
HSBC SECURITIES (USA) INC. (BEVERLY HILLS CA)
CA
01/10/2003 - 01/29/2009
BANC OF AMERICA INVESTMENT SERVICES, INC. (CAMARILLO CA)
NY
07/31/1999 - 11/21/2002
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
NJ
02/20/1996 - 07/29/1999
PRUCO SECURITIES CORPORATION (NEWARK NJ)
IA
Issued 05/15/1998
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 04/26/1996
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 05/07/2015
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/16/1998
Series 7 - General Securities Representative Examination
BC
Issued 02/16/1996
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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