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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Clelia? Claim Your ProfileClelia Carolyn Dimaggio is a financial advisor with Morgan Stanley, a registered investment advisor headquartered in Purchase, New York. Clelia has been working in the financial services industry since 1994. Clelia has a broad range of experience, including work at firms like Buckman, Buckman & Reid, Inc., AEGIS CAPITAL CORP., Merrill Lynch, Pierce, Fenner & Smith Incorporated, Fidelity Brokerage Services, Inc., and National Financial Services Corporation. Clelia holds a number of licenses including Series 63, 66, and 7. Clelia is registered to provide investment advice in 28 states and the District of Columbia.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Asset allocation advice
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
See schedule d miscellaneous
1
2
NJ
04/02/2020 - Present
Morgan Stanley (Red Bank NJ)
NJ
06/11/2003 - 05/07/2012
BUCKMAN, BUCKMAN & REID, INC. (SHREWSBURY NJ)
NY
10/06/2000 - 05/29/2003
AEGIS CAPITAL CORP. (NEW YORK NY)
NY
04/24/1997 - 11/14/2000
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
RI
02/13/1995 - 04/09/1997
FIDELITY BROKERAGE SERVICES, INC. (SMITHFIELD RI)
MA
10/31/1994 - 02/13/1995
NATIONAL FINANCIAL SERVICES CORPORATION (BOSTON MA)
BOTH
Issued 03/27/2014
Series 66 - Uniform Combined State Law Examination
BC
Issued 01/13/1995
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/28/2000
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 10/29/1994
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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