Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Cleland? Claim Your ProfileCleland T. Knox is a financial advisor at LPL Financial LLC. Cleland has been in the financial services industry since 1983. Cleland has a long history of experience with Waddell & Reed, H&R Block Financial Advisors, Inc., and other financial institutions. Cleland holds FINRA Series 4, 7, 8, 9, 10, 24, 63, and SIE licenses. Cleland is currently registered with FINRA and the state of Colorado. Cleland specializes in working with individual clients, corporations and businesses, investment companies, and charitable organizations.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
CO
02/28/2022 - Present
LPL Financial LLC (GOLDEN CO)
KS
05/14/2008 - 08/23/2021
WADDELL & REED (OVERLAND PARK KS)
MO
11/16/2005 - 04/21/2008
H&R BLOCK FINANCIAL ADVISORS, INC. (KANSAS CITY MO)
MO
10/10/2005 - 11/16/2005
COUNTRY CLUB FINANCIAL SERVICES, INC. (KANSAS CITY MO)
MI
09/29/2001 - 10/05/2005
H&R BLOCK FINANCIAL ADVISORS, INC. (DETROIT MI)
MN
08/07/2000 - 10/03/2001
BIRCHTREE FINANCIAL SERVICES, INC. (MINNEAPOLIS MN)
NY
11/11/1996 - 08/14/2000
MONY SECURITIES CORPORATION (NEW YORK NY)
CA
11/07/1995 - 07/11/1996
ATLAS SECURITIES, INC. (SAN LEANDRO CA)
RI
10/03/1986 - 03/09/1994
FIDELITY BROKERAGE SERVICES, INC. (SMITHFIELD RI)
NA
07/22/1985 - 08/18/1986
CANTERBURY PROPERTIES AND SECURITIES, INC.
NA
05/01/1984 - 01/28/1985
STIFEL, NICOLAUS & COMPANY, INCORPORATED
NA
06/23/1982 - 05/25/1984
THOMSON MCKINNON SECURITIES INC.
NA
07/24/1980 - 05/27/1982
EPPLER, GUERIN & TURNER, INC.
BC
Issued 08/04/1980
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 01/02/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 05/06/2011
Series 4 - Registered Options Principal Examination
BC
Issued 10/10/2000
Series 24 - General Securities Principal Examination
BC
Issued 08/03/1992
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/19/1980
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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