Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Claytor? Claim Your ProfileClaytor Brooks has been in the financial industry since December 2013. Claytor is currently registered as an Investment Adviser Representative with Cetera Investment Advisers LLC and is also an Investment Advisor Representative with Cetera Investment Services LLC. Claytor has held previous positions with Morgan Stanley, Morgan Keegan & Company, Inc., PFIC Securities Corporation, Morgan Stanley DW Inc. and Hibernia Investments, L.L.C.. Claytor has Series 6, 7, 31 and 63 licenses and a Series 66 license. Claytor has experience in financial planning, pension consulting, educational seminars, selection of other advisers, portfolio management for businesses and portfolio management for individuals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
LA
05/08/2024 - Present
Cetera Investment Advisers LLC (NEW ORLEANS LA)
LA
05/08/2023 - 03/28/2024
CETERA INVESTMENT SERVICES LLC (NEW ORLEANS LA)
LA
12/13/2017 - 04/13/2022
MORGAN STANLEY (Shreveport LA)
TN
04/05/2007 - 12/20/2008
MORGAN KEEGAN & COMPANY, INC. (MEMPHIS TN)
TN
12/19/2006 - 04/05/2007
PFIC SECURITIES CORPORATION (FRANKLIN TN)
LA
08/06/2004 - 07/24/2006
MORGAN STANLEY DW INC. (NEW ORLEANS LA)
LA
07/03/2000 - 09/13/2001
HIBERNIA INVESTMENTS, L.L.C. (NEW ORLEANS LA)
BOTH
Issued 03/08/2024
Series 66 - Uniform Combined State Law Examination
BC
Issued 01/03/2018
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/13/2017
Series 7 - General Securities Representative Examination
BC
Issued 09/14/2004
Series 31 - Futures Managed Funds Examination
BC
Issued 06/29/2000
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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