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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Clayton? Claim Your ProfileClayton Carter is an Investment Adviser Representative with Cetera Investment Advisers LLC, working in the Lexington, KY area. Clayton has been in the financial industry since April 2011. They hold licenses for both securities and investment advising, with Series 6, 63, and 65 licenses. Clayton is also a licensed Registered Representative with the firm. Their previous experience includes working for Foresters Financial Services, Inc. in Lexington, KY. Clayton has several specializations, including Financial Planning, Pension Consulting, Educational Seminars, and more.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
KY
03/09/2023 - Present
Cetera Investment Advisers LLC (LEXINGTON KY)
KY
04/18/2011 - 06/25/2019
FORESTERS FINANCIAL SERVICES, INC. (LEXINGTON KY)
IA
Issued 03/06/2023
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 05/06/2011
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/15/2011
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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