Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Clayton? Claim Your ProfileClayton Moore is a financial advisor with over 20 years of experience in the industry. He is currently registered with Virtu Americas LLC and previously worked with UBS Securities LLC, Credit Suisse Securities (USA) LLC, Citigroup Global Markets Inc., Morgan Stanley & Co. LLC, Banc of America Securities LLC, Lynch, Jones & Ryan, Inc., and Instinet, LLC. Clayton Moore has a strong track record of providing investment advice and managing client portfolios. He is committed to providing personalized service and helping his clients achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NJ
05/08/2024 - Present
Virtu Americas LLC (Short Hills NJ)
CA
01/22/2024 - 05/30/2024
UBS SECURITIES LLC (SAN FRANCISCO CA)
CA
12/04/2019 - 01/24/2024
CREDIT SUISSE SECURITIES (USA) LLC (SAN FRANCISCO CA)
CA
06/22/2016 - 10/22/2019
CITIGROUP GLOBAL MARKETS INC. (SAN FRANCISCO CA)
CA
05/09/2008 - 07/14/2016
MORGAN STANLEY & CO. LLC (SAN FRANCISCO CA)
IL
06/15/2004 - 05/12/2008
BANC OF AMERICA SECURITIES LLC (CHICAGO IL)
NY
05/14/2001 - 06/16/2004
LYNCH, JONES & RYAN, INC. (NEW YORK NY)
NY
02/14/2001 - 06/16/2004
INSTINET, LLC (NEW YORK NY)
BC
Issued 11/21/2001
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 02/09/2010
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/11/2008
Series 3 - National Commodity Futures Examination
BC
Issued 04/10/2007
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 02/13/2001
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX PEARL, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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