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Clayton Roberts Cooper

Northwestern Mutual Investment Services, LLC

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About Clayton Roberts Cooper

Clayton Roberts Cooper is an Investment Advisor Representative with Northwestern Mutual Investment Services, LLC. Clayton has been in the industry since April 2013. Clayton is registered to provide investment advice in 28 states including Arizona, California, Colorado, Connecticut, Florida, Georgia, Hawaii, Idaho, Indiana, Maine, Massachusetts, Michigan, Mississippi, Missouri, Montana, Nevada, New Jersey, New Mexico, New York, North Carolina, Ohio, Oklahoma, Oregon, South Dakota, Texas, Utah, Washington, and Wisconsin. Clayton is also registered with the Financial Industry Regulatory Authority (FINRA) and has a Series 7, Series 6, and Series 63 licenses. Clayton earned his Series 65 license in 2014. Clayton is currently registered with Northwestern Mutual Investment Services, LLC. Clayton also has other business interests. Clayton currently works out of the Vancouver, WA office of Northwestern Mutual Investment Services, LLC. Clayton has been with Northwestern Mutual since 2011.

Firm Information

Clayton Cooper is currently registered with Northwestern Mutual Investment Services, LLC. Northwestern Mutual Investment Services, LLC is a Limited Liability Company formed in June 1998 and based in Milwaukee, Wisconsin. The firm offers investment research, referrals to other advisors, and acts as an investment advisor, providing advisory services to various client types, including individuals, corporations, and insurance companies. They are registered with the SEC and in all 50 states, boasting a large network of licensed agents, investment advisor representatives, and registered representatives. The firm has been involved in several regulatory events and one arbitration disclosure.
Northwestern Mutual Investment Services, LLC

805 Broadway St Ste 605

Vancouver, WA 98660

Not reported

Assets Under Management

1

Total Clients

10,224

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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investment research; referrals to other advisers

Investment research; referrals to other advisers

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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other

Referral fees

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Clayton Cooper’s Registration & Firm History

WA

01/06/2024 - Present

Northwestern Mutual Investment Services, LLC (Vancouver WA)

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Licenses & Designations

IA

Issued 5/2/2014

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 9/18/2013

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/1/2018

SIE - Securities Industry Essentials Examination

BC

Issued 2/1/2018

Series 7 - General Securities Representative Examination

BC

Issued 4/18/2013

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Clayton Roberts Cooper.
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