Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Clayton? Claim Your ProfileClayton Robert Lund is a financial advisor who has been working in the industry since 1987. Currently, Clayton Robert Lund is registered with The Leaders Group, Inc. and is located in Littleton, Colorado. Clayton Robert Lund has a wide range of experience in the financial services industry, having worked for firms such as Concourse Financial Group Securities, Inc., Voya Financial Advisors, Inc., and Pruco Securities, LLC. Clayton Robert Lund holds a variety of licenses, including Series 6, Series 7, and Series 63. Clayton Robert Lund is also a Registered Representative with FINRA.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
CO
01/03/2022 - Present
THE Leaders Group, Inc. (LITTLETON CO)
TX
05/07/2019 - 12/31/2021
CONCOURSE FINANCIAL GROUP SECURITIES, INC. (HOUSTON TX)
TX
04/20/2015 - 03/12/2019
VOYA FINANCIAL ADVISORS, INC. (HOUSTON TX)
CO
05/20/2014 - 02/18/2015
THE LEADERS GROUP, INC. (LITTLETON CO)
NJ
01/03/2013 - 05/23/2014
PRUCO SECURITIES, LLC. (NEWARK NJ)
TX
11/17/2004 - 01/03/2013
HARTFORD EQUITY SALES COMPANY INC. (IRVING TX)
NE
01/09/2003 - 11/12/2004
ALLSTATE FINANCIAL SERVICES, LLC (LINCOLN NE)
CA
07/01/2002 - 12/11/2002
FARMERS FINANCIAL SOLUTIONS, LLC (WESTLAKE VILLAGE CA)
NY
11/13/1998 - 11/12/1999
AXA ADVISORS, LLC (NEW YORK NY)
NY
11/13/1998 - 11/12/1999
THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES (NEW YORK NY)
NA
10/10/1997 - 08/05/1998
GRIFFIN FINANCIAL SERVICES
IL
11/08/1991 - 10/08/1997
BANC ONE SECURITIES CORPORATION (CHICAGO IL)
IL
05/02/1989 - 11/07/1991
GENEVA SECURITIES,INC. (SCHAUMBURG IL)
NA
09/08/1987 - 05/08/1989
CRONIN & CO., INC.
NA
12/03/1986 - 09/08/1987
CROAKE ROBERTS, INC.
NA
05/03/1984 - 11/10/1986
COLUMBIAN SECURITIES, INC.
BC
Issued 07/01/2002
Series 63 - Uniform Securities Agent State Law Examination
IA
Issued 11/04/1992
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/29/2002
Series 6 - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 12/14/1985
Series 7 - General Securities Representative Examination
BC
Issued 05/02/1984
Series 52 - Municipal Securities Representative Examination
Active
Inactive
F
FINRA
Not sure Clayton Lund is the right advisor for you? Invested Better is here to help.
