Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Clayton? Claim Your ProfileClayton R. Dehaan is a financial professional with over 10 years of experience in the securities industry. Clayton is currently registered with Merrill Lynch, Pierce, Fenner & Smith Inc. and has been with the firm since February 2010. Clayton holds multiple licenses including Series 63, 66, 7, 9 and 10. Clayton has previously been registered with Garden State Securities, Inc. in Hackensack, NJ from June 2009 to January 2010.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
WA
03/06/2019 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (BELLEVUE WA)
NJ
06/22/2009 - 01/20/2010
GARDEN STATE SECURITIES, INC. (HACKENSACK NJ)
BOTH
Issued 3/19/2010
Series 66 - Uniform Combined State Law Examination
BC
Issued 6/29/2009
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/22/2012
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 9/10/2012
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/1/2018
SIE - Securities Industry Essentials Examination
BC
Issued 6/19/2009
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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