Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Clayton? Claim Your ProfileClayton Patrick Cain is a financial advisor with Lazard Freres & Co. LLC. Clayton has been in the financial services industry since July 17, 2021. Clayton holds the Series 79TO, Series 63 and SIE licenses. Clayton is registered with the Financial Industry Regulatory Authority (FINRA) and is currently registered in New York. Clayton was previously employed by Fifth Third Securities, Inc. in Charlotte, NC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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NY
09/03/2024 - Present
Lazard Freres & Co. LLC (NEW YORK NY)
NC
07/12/2021 - 08/27/2024
FIFTH THIRD SECURITIES, INC. (CHARLOTTE NC)
BC
Issued 07/27/2021
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 07/10/2021
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 06/10/2021
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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