Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Clayton? Claim Your ProfileClayton Owen is an active advisor at Charles Schwab & Co., Inc. Clayton has been in the industry since 2003 and has a broad background of experience. Clayton has a strong focus on financial planning. Clayton has earned their Series 7, 6, 63, and 65 licenses along with their Series 24, 26, and 51 principals licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Wrap fee program sponsor and financial planning advisor referral program
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Asset based fees for wrap pgrms & subsc pricing for fin planning
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2
TX
09/01/2023 - Present
Charles Schwab & CO., Inc. (WESTLAKE TX)
TX
01/27/2022 - 09/01/2023
TD AMERITRADE, INC. (Southlake TX)
TX
09/18/2020 - 01/07/2022
FIDELITY BROKERAGE SERVICES LLC (WESTLAKE TX)
TX
12/06/2019 - 07/14/2020
TD AMERITRADE, INC. (Southlake TX)
CO
09/08/2011 - 11/01/2011
COLORADO FINANCIAL SERVICE CORPORATION (CENTENNIAL CO)
CA
11/28/2005 - 06/26/2009
HBW SECURITIES LLC (SIMI VALLEY CA)
CA
06/10/2005 - 01/04/2006
KBS CAPITAL MARKETS GROUP LLC (NEWPORT BEACH CA)
CA
11/06/2002 - 07/13/2004
SPRINGBOARD SECURITIES, INC. (NEWPORT BEACH CA)
MN
04/19/2002 - 08/20/2002
AMERICAN EXPRESS FINANCIAL ADVISORS INC. (MINNEAPOLIS MN)
MN
04/19/2002 - 08/20/2002
IDS LIFE INSURANCE COMPANY (MINNEAPOLIS MN)
IL
05/24/1995 - 03/04/2002
GATEWAY INVESTMENT SERVICES, INC. (OAK PARK IL)
CA
02/05/1992 - 05/09/1995
GREAT WESTERN FINANCIAL SECURITIES CORPORATION (NORTHRIDGE CA)
CA
08/21/1991 - 02/19/1992
TITAN/VALUE EQUITIES GROUP, INC. (IRVINE CA)
BC
Issued 01/16/2020
Series 63 - Uniform Securities Agent State Law Examination
IA
Issued 05/07/2004
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 06/18/2004
Series 24 - General Securities Principal Examination
BC
Issued 08/19/2003
Series 51 - Municipal Fund Securities Principal Examination
BC
Issued 03/06/2001
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 12/06/2019
Series 7TO - General Securities Representative Examination
BC
Issued 05/07/2019
SIE - Securities Industry Essentials Examination
BC
Issued 02/13/2002
Series 7 - General Securities Representative Examination
BC
Issued 08/19/1991
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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