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Clayton Michael Meadows

Apex Clearing Corp.

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About Clayton Michael Meadows

Clayton Meadows is a financial advisor with over 20 years of experience in the financial services industry. Clayton is currently registered with Apex Clearing Corp. and has held previous positions at Electronic Transaction Clearing, Inc., REDI GLOBAL TECHNOLOGIES LLC, Merrill Lynch, Pierce, Fenner & Smith Incorporated, BANC OF AMERICA SECURITIES LLC, DIRECT TRADING INSTITUTIONAL, INC., INVESTIN SECURITIES CORP., SOUTHWEST SECURITIES, INC., GRIFFIN FINANCIAL SERVICES, DEAN WITTER REYNOLDS INC., and G. R. PHELPS & CO., INC. Clayton is licensed to conduct business in Texas.

Firm Information

Clayton Meadows is currently registered with Apex Clearing Corp.. Apex Clearing Corp. is a corporation formed in December 1978. The firm is registered in 53 states and the District of Columbia and has 1 approved SEC registration. Apex Clearing Corp. has been subject to 47 regulatory events and 8 arbitration disclosures.

Not reported

Assets Under Management

Not reported

Total Clients

126

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Clayton Meadows’s Registration & Firm History

TX

01/09/2018 - Present

Apex Clearing Corp. (DALLAS TX)

TX

11/04/2021 - 09/21/2023

ELECTRONIC TRANSACTION CLEARING, INC. (DALLAS TX)

TX

05/01/2014 - 10/04/2016

REDI GLOBAL TECHNOLOGIES LLC (Plano TX)

TX

02/09/2009 - 05/01/2014

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (FRISCO TX)

TX

03/26/2004 - 11/01/2010

BANC OF AMERICA SECURITIES LLC (FRISCO TX)

TX

05/06/2003 - 02/10/2004

DIRECT TRADING INSTITUTIONAL, INC. (IRVING TX)

TX

01/03/2000 - 05/18/2001

INVESTIN SECURITIES CORP. (DALLAS TX)

TX

08/13/1998 - 10/20/1998

SOUTHWEST SECURITIES, INC. (DALLAS TX)

NA

01/16/1997 - 02/19/1997

GRIFFIN FINANCIAL SERVICES

NY

01/21/1996 - 12/05/1996

DEAN WITTER REYNOLDS INC. (PURCHASE NY)

NA

06/27/1995 - 11/06/1995

G. R. PHELPS & CO., INC.

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Licenses & Designations

IA

Issued 03/27/1996

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 06/20/1995

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 03/14/2000

Series 24 - General Securities Principal Examination

BC

Issued 01/02/2023

Series 99TO - Operations Professional Examination

BC

Issued 01/02/2023

Series 57TO - Securities Trader Exam

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 02/14/2001

Series 55 - Limited Representative-Equity Trader Exam

BC

Issued 05/13/1996

Series 31 - Futures Managed Funds Examination

BC

Issued 02/26/1996

Series 7 - General Securities Representative Examination

BC

Issued 06/19/1995

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

B

BOX Exchange LLC

C

Cboe BYX Exchange, Inc.

C

Cboe BZX Exchange, Inc.

C

Cboe C2 Exchange, Inc.

C

Cboe EDGA Exchange, Inc.

C

Cboe EDGX Exchange, Inc.

C

Cboe Exchange, Inc.

F

FINRA

I

Investors' Exchange LLC

M

MEMX LLC

M

MIAX Emerald, LLC

M

MIAX PEARL, LLC

M

Miami International Securities Exchange, LLC

N

NYSE American LLC

N

NYSE Arca, Inc.

N

NYSE Chicago, Inc.

N

Nasdaq BX, Inc.

N

Nasdaq ISE, LLC

N

Nasdaq PHLX LLC

N

Nasdaq Stock Market

N

New York Stock Exchange

Disclosures

There are no public disclosures for Clayton Michael Meadows.
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