Unclaimed
Clayton Meadows is a financial advisor with over 20 years of experience in the financial services industry. Clayton is currently registered with Apex Clearing Corp. and has held previous positions at Electronic Transaction Clearing, Inc., REDI GLOBAL TECHNOLOGIES LLC, Merrill Lynch, Pierce, Fenner & Smith Incorporated, BANC OF AMERICA SECURITIES LLC, DIRECT TRADING INSTITUTIONAL, INC., INVESTIN SECURITIES CORP., SOUTHWEST SECURITIES, INC., GRIFFIN FINANCIAL SERVICES, DEAN WITTER REYNOLDS INC., and G. R. PHELPS & CO., INC. Clayton is licensed to conduct business in Texas.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
TX
01/09/2018 - Present
Apex Clearing Corp. (DALLAS TX)
TX
11/04/2021 - 09/21/2023
ELECTRONIC TRANSACTION CLEARING, INC. (DALLAS TX)
TX
05/01/2014 - 10/04/2016
REDI GLOBAL TECHNOLOGIES LLC (Plano TX)
TX
02/09/2009 - 05/01/2014
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (FRISCO TX)
TX
03/26/2004 - 11/01/2010
BANC OF AMERICA SECURITIES LLC (FRISCO TX)
TX
05/06/2003 - 02/10/2004
DIRECT TRADING INSTITUTIONAL, INC. (IRVING TX)
TX
01/03/2000 - 05/18/2001
INVESTIN SECURITIES CORP. (DALLAS TX)
TX
08/13/1998 - 10/20/1998
SOUTHWEST SECURITIES, INC. (DALLAS TX)
NA
01/16/1997 - 02/19/1997
GRIFFIN FINANCIAL SERVICES
NY
01/21/1996 - 12/05/1996
DEAN WITTER REYNOLDS INC. (PURCHASE NY)
NA
06/27/1995 - 11/06/1995
G. R. PHELPS & CO., INC.
IA
Issued 03/27/1996
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 06/20/1995
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/14/2000
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/14/2001
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 05/13/1996
Series 31 - Futures Managed Funds Examination
BC
Issued 02/26/1996
Series 7 - General Securities Representative Examination
BC
Issued 06/19/1995
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
M
MEMX LLC
M
MIAX Emerald, LLC
M
MIAX PEARL, LLC
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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