Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Clayton? Claim Your ProfileClayton Knocke is a registered representative with FTP Securities LLC in San Francisco, CA. Clayton has been in the securities industry since August 2013. Clayton holds the Series 7, Series 63, SIE and Series 79TO securities licenses. Prior to joining FTP Securities LLC, Clayton worked at BROOKLANDS CAPITAL STRATEGIES BD, LP and GOLDMAN, SACHS & CO..
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
CA
06/07/2021 - Present
FTP Securities LLC (SAN FRANCISCO CA)
CA
05/04/2017 - 05/28/2021
BROOKLANDS CAPITAL STRATEGIES BD, LP (San Francisco CA)
NY
08/19/2013 - 05/03/2017
GOLDMAN, SACHS & CO. (NEW YORK NY)
BC
Issued 09/06/2013
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 06/24/2021
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/17/2013
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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