Unclaimed
Clayton Matthews is a financial advisor in Raleigh, North Carolina. He is registered with both FINRA and the state of North Carolina. He is currently employed by Capfinancial Securities, LLC. Clayton has been in the financial industry since 2012 and has a Series 6, Series 63, and SIE license. Clayton has a strong track record of helping clients achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NC
09/30/2014 - Present
Capfinancial Securities, LLC (RALEIGH NC)
NC
04/26/2012 - 09/19/2014
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC (RALEIGH NC)
BC
Issued 06/20/2012
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/25/2012
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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