Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Clayton? Claim Your ProfileClayton Wong is a financial advisor with Wells Fargo Clearing Services, LLC. Clayton has been in the industry since May 24, 1988. Clayton is registered with the Financial Industry Regulatory Authority (FINRA) and is a registered investment advisor in the state of Hawaii. Clayton holds Series 3, 7 and 63 licenses, as well as the SIE exam. Prior to joining Wells Fargo, Clayton worked for Morgan Stanley & Co. Incorporated and Morgan Stanley DW Inc. Clayton's professional experience is focused on providing investment consulting services to institutional clients and financial planning services to individuals and businesses. Clayton's specializations include portfolio management for businesses and individuals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
HI
03/09/2009 - Present
Wells Fargo Clearing Services, LLC (HONOLULU HI)
HI
04/02/2007 - 03/11/2009
MORGAN STANLEY & CO. INCORPORATED (HONOLULU HI)
HI
05/25/1988 - 04/02/2007
MORGAN STANLEY DW INC. (HONOLULU HI)
BC
Issued 06/09/1988
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/16/1989
Series 3 - National Commodity Futures Examination
BC
Issued 05/21/1988
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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