Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Clayton? Claim Your ProfileClayton Keith Flathers is an active Registered Representative and Investment Adviser Representative with Osaic Wealth, Inc. Clayton has been in the financial services industry since 1987. Clayton is licensed in 41 states and holds Series 6, 7, 24, 53, and 63 securities licenses. Clayton also holds a Series 65 license, signifying expertise in providing investment advice. Clayton's past experience includes roles with SAGEPOINT FINANCIAL, INC., AMERICAN GENERAL SECURITIES INCORPORATED, and BROKERS TRANSACTION SERVICES, INC. Clayton specializes in providing financial planning, portfolio management for individuals and businesses, and pension consulting services.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
TX
09/01/2023 - Present
Osaic Wealth, Inc. (DALLAS TX)
TX
10/31/2008 - 09/01/2023
SAGEPOINT FINANCIAL, INC. (LUBBOCK TX)
TX
07/07/1993 - 10/31/2008
AMERICAN GENERAL SECURITIES INCORPORATED (LUBBOCK TX)
TX
03/25/1993 - 07/06/1993
BROKERS TRANSACTION SERVICES, INC. (DALLAS TX)
AZ
05/27/1987 - 03/25/1993
AMERICAN GENERAL SECURITIES INCORPORATED (PHOENIX AZ)
IA
Issued 12/08/1999
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 06/22/1987
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/05/2012
Series 53 - Municipal Securities Principal Examination
BC
Issued 10/25/1999
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/04/1999
Series 7 - General Securities Representative Examination
BC
Issued 05/26/1987
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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