Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Clayton j.? Claim Your ProfileClayton Callahan, J is a registered representative at Wells Fargo Clearing Services, LLC, with over 14 years of experience in the financial services industry. Clayton Callahan, J has been with Wells Fargo Clearing Services, LLC since August 2019, and previously worked for UBS Financial Services Inc. and Merrill Lynch, Pierce, Fenner & Smith Incorporated. Clayton Callahan, J is licensed in 33 states and is registered with both FINRA and the SEC. Clayton Callahan, J holds the Series 7, 31, and 66 licenses and the SIE exam. Clayton Callahan, J offers investment consulting services to institutional clients, financial planning, pension consulting, selection of other advisors, and portfolio management for both businesses and individuals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
OH
08/30/2019 - Present
Wells Fargo Clearing Services, LLC (DUBLIN OH)
OH
05/15/2009 - 09/10/2019
UBS FINANCIAL SERVICES INC. (Miamisburg OH)
OH
05/26/2005 - 05/18/2009
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (DAYTON OH)
BOTH
Issued 07/01/2005
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/25/2018
Series 31 - Futures Managed Funds Examination
BC
Issued 05/25/2005
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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