Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Clayton? Claim Your ProfileClayton Holt Ernst is a financial advisor with Edelman Financial Engines. Clayton has been in the financial industry for over 20 years. Clayton holds the Series 7, Series 63, and Series 66 licenses. Clayton is also a Certified Financial Planner™. Clayton has experience working with clients of all ages and income levels. Clayton specializes in retirement planning, investment management, and estate planning. Clayton is dedicated to helping clients achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Set-up fees & related svcs; reimbursements for printed materials
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2
CO
11/01/2018 - Present
Edelman Financial Engines (COLORADO SPRINGS CO)
CA
04/22/2016 - 10/31/2018
EF LEGACY SECURITIES, LLC (SANTA CLARA CA)
CA
01/07/2013 - 04/22/2016
SANDERS MORRIS HARRIS LLC (SANTA CLARA CA)
CA
05/29/2007 - 07/03/2007
CITIGROUP GLOBAL MARKETS INC. (SAN FRANCISCO CA)
CA
06/09/2004 - 05/29/2007
CITICORP INVESTMENT SERVICES (SAN FRANCISCO CA)
NY
01/17/2003 - 05/26/2004
CREDIT SUISSE FIRST BOSTON LLC (NEW YORK NY)
NJ
02/29/2000 - 01/17/2003
DONALDSON, LUFKIN & JENRETTE SECURITIES CORPORATION (JERSEY CITY NJ)
NY
12/07/1994 - 02/17/2000
J.P. MORGAN SECURITIES INC. (NEW YORK NY)
BC
Issued 02/05/2013
Series 63 - Uniform Securities Agent State Law Examination
BOTH
Issued 11/21/2001
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/06/1994
Series 7 - General Securities Representative Examination
Active
Inactive
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