Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Clayton? Claim Your ProfileClayton Harvey Riddell is a financial advisor with over 17 years of experience in the industry. Clayton is currently registered with Wells Fargo Clearing Services, LLC in Broomfield, Colorado. Previously, Clayton was affiliated with Bancwest Investment Services, Inc., GWFS Equities, Inc., J.P. Morgan Institutional Investments Inc., Park Avenue Securities LLC, TD Ameritrade, Inc., UBS Financial Services Inc. and Waddell & Reed, Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
CO
05/25/2018 - Present
Wells Fargo Clearing Services, LLC (BROOMFIELD CO)
CO
01/09/2015 - 06/06/2018
BANCWEST INVESTMENT SERVICES, INC. (THORNTON CO)
CO
09/02/2014 - 01/08/2015
GWFS EQUITIES, INC. (ENGLEWOOD CO)
CO
10/29/2010 - 09/02/2014
J.P. MORGAN INSTITUTIONAL INVESTMENTS INC. (ENGLEWOOD CO)
CO
08/23/2010 - 10/18/2010
PARK AVENUE SECURITIES LLC (GREENWOOD VILLAGE CO)
CO
12/06/2005 - 07/09/2009
TD AMERITRADE, INC. (DENVER CO)
NJ
04/18/2005 - 09/15/2005
UBS FINANCIAL SERVICES INC. (WEEHAWKEN NJ)
KS
12/04/2002 - 04/21/2005
WADDELL & REED, INC. (OVERLAND PARK KS)
IA
Issued 03/17/2015
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 05/20/2005
Series 63 - Uniform Securities Agent State Law Examination
BOTH
Issued 12/21/2002
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/03/2002
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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