Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Clayton? Claim Your ProfileClayton Eugene Davis is an investment advisor representative with over 28 years of experience. Clayton has been with LPL Financial LLC since 2002 and is registered in Arizona and California. Clayton has passed the Series 6, 7, 24, 31, 63, and 65 exams and has expertise in various financial products and services. Prior to joining LPL Financial LLC, Clayton worked for Morgan Stanley DW Inc. and John Hancock Distributors, Inc. and John Hancock Mutual Life Insurance Company.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
CA
12/18/2002 - Present
LPL Financial LLC (PASO ROBLES CA)
NY
11/14/1997 - 11/26/2002
MORGAN STANLEY DW INC. (PURCHASE NY)
MA
09/12/1994 - 12/05/1997
JOHN HANCOCK DISTRIBUTORS, INC. (BOSTON MA)
MA
09/12/1994 - 05/01/1997
JOHN HANCOCK MUTUAL LIFE INSURANCE COMPANY (BOSTON MA)
IA
Issued 01/21/1998
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 09/10/1994
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 11/22/2006
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/21/1998
Series 31 - Futures Managed Funds Examination
BC
Issued 01/05/1998
Series 7 - General Securities Representative Examination
BC
Issued 09/10/1994
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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