Unclaimed
Clayton Douglas Scobie is a financial professional registered in Nebraska. Clayton has been in the industry since November 20, 2007. Clayton is currently registered with Robinhood Financial, LLC, and previously worked at TD AMERITRADE, INC. and TD AMERITRADE CLEARING, INC. Clayton has passed a series of exams including the Series 63, Series 24, SIE, Series 3, Series 34, and Series 7. Clayton is a licensed securities agent, a General Securities Principal, and a registered representative.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
FL
01/03/2022 - Present
Robinhood Financial, LLC (Lake Mary FL)
NE
10/15/2007 - 11/26/2021
TD AMERITRADE, INC. (OMAHA NE)
NE
08/23/2016 - 12/31/2020
TD AMERITRADE CLEARING, INC. (OMAHA NE)
BC
Issued 10/19/2007
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 05/02/2014
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/22/2017
Series 3 - National Commodity Futures Examination
BC
Issued 01/23/2017
Series 34 - Retail Off-Exchange FOREX Examination
BC
Issued 10/12/2007
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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