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Clayton David Risher

Tncp, LLC

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About Clayton David Risher

Clayton David Risher is a financial professional with Tncp, LLC based in Stamford, CT. Clayton holds the Series 79TO, Series 63 and SIE licenses. Clayton has been in the industry since June 2022 and has experience in investment banking.

Firm Information

Clayton Risher is currently registered with Tncp, LLC. Tncp, LLC is a Limited Liability Company that was formed on March 26, 2009. The firm is registered in 12 states: Connecticut, Delaware, Florida, Iowa, Kansas, Louisiana, Massachusetts, Minnesota, New Jersey, New York, North Carolina, and South Carolina. The firm is also approved by the Securities and Exchange Commission (SEC).

Not reported

Assets Under Management

Not reported

Total Clients

12

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Clayton Risher’s Registration & Firm History

CT

06/20/2024 - Present

Tncp, LLC (STAMFORD CT)

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Licenses & Designations

BC

Issued 09/02/2022

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 06/20/2024

Series 79TO - Investment Banking Registered Representative Examination

BC

Issued 06/03/2022

SIE - Securities Industry Essentials Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There is public disclosure for Clayton David Risher. Review regulatory record here.
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