Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Clayton? Claim Your ProfileClayton C. McCain is a financial advisor based in DALLAS, TX. Clayton has been in the industry since 2015 and is currently registered with Avantax Advisory Services. Clayton holds Series 66, Series 7, and SIE licenses. Clayton's experience includes working with clients on wealth management, retirement planning, estate planning, tax planning, and insurance needs. Clayton is also a licensed mortgage broker and assists clients with their lending needs. Clayton focuses on providing advice and guidance to individuals, high-net-worth individuals, and pension and profit-sharing plans. Clayton's past employment includes roles with Merrill Lynch, Pierce, Fenner & Smith Incorporated and Bank of America.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Solicitor referral services to third-party investment managers; participant enrollment meetings
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Solicitor fees
1
2
TX
06/06/2024 - Present
Avantax Advisory Services (DALLAS TX)
TX
05/11/2015 - 06/11/2024
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (HOUSTON TX)
BOTH
Issued 06/15/2015
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/11/2015
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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