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Clayton Brumbaugh

Empower Advisory Group, LLC

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About Clayton Brumbaugh

Clayton Brumbaugh is a financial advisor with Empower Advisory Group, LLC. Clayton is registered with the state of South Carolina as an investment advisor representative. Clayton has been active in the financial industry since January 9, 2022. Clayton has experience with New York Life Securities LLC and Empower Financial Services, Inc. Prior to joining the financial industry, Clayton worked in several roles in the public and private sectors, including with Wells Fargo, Baltimore County Government, and Virginia Wesleyan University. Clayton holds the Series 63, Series 65, and Series 6TO licenses. Clayton specializes in helping clients with financial planning, portfolio management, and educational seminars.

Firm Information

Clayton Brumbaugh is currently registered with Empower Advisory Group, LLC. Empower Advisory Group, LLC is a financial advisory firm based in Greenwood Village, CO, providing financial planning, portfolio management for individuals, and educational seminars. They manage over $134 billion in assets for a diverse clientele including individuals, high-net-worth individuals, corporations, charitable organizations, pension and profit-sharing plans, and state or municipal government entities. The firm has over 700 investment advisor representatives and is registered with the SEC under number 801-58105.
Empower Advisory Group, LLC

8515 EAST ORCHARD RD 4T2

GREENWOOD VILLAGE, CO 80111

$134.28B

Assets Under Management

18

Total Clients

1,128

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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educational seminars & workshops

Seminars designed to boost your financial literacy and investment knowledge.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Clayton Brumbaugh’s Registration & Firm History

SC

11/21/2023 - Present

Empower Advisory Group, LLC (CHARLESTON SC)

SC

11/24/2021 - 06/09/2023

NYLIFE SECURITIES LLC (CHARLESTON SC)

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Licenses & Designations

IA

Issued 11/10/2023

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 08/05/2023

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 11/24/2021

Series 6TO - Investment Company Products/Variable Contracts Representative Examination

BC

Issued 05/10/2021

SIE - Securities Industry Essentials Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Clayton Brumbaugh.
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