Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Clayton? Claim Your ProfileClayton Britton Sherman is a financial advisor at Keefe, Bruyette & Woods, Inc. Clayton has been in the financial services industry since September 27, 2000. Clayton is registered with FINRA and holds the Series 63, Series 7, and Series 24 licenses. Clayton is also registered in 27 states.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
05/12/2003 - Present
Keefe, Bruyette & Woods, Inc. (NEW YORK NY)
MO
02/15/2013 - 08/14/2013
STIFEL, NICOLAUS & COMPANY, INCORPORATED (ST. LOUIS MO)
NY
09/25/2000 - 05/08/2003
FOX-PITT,KELTON INCORPORATED (NEW YORK NY)
BC
Issued 10/09/2000
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 09/03/2024
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/22/2000
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
N
New York Stock Exchange
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