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Clayton Blakely James

Stephens Group Asset Management, LLC

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About Clayton Blakely James

Clayton Blakely James is a financial advisor currently registered with Stephens Group Asset Management, LLC. Clayton is based in LITTLE ROCK, AR and has been in the industry since 1999. Clayton has experience working at Stephens Group Asset Management, LLC and STEPHENS INC.. Clayton is also licensed to advise in AR, OK, and TX. Clayton holds Series 65, 63, 10, 9, 7, and SIE licenses.

Firm Information

Clayton James is currently registered with Stephens Group Asset Management, LLC. Stephens Group Asset Management, LLC is an investment advisor registered with the SEC and located in Little Rock, AR. The firm manages $1.14 billion in assets for 371 accounts, primarily for high-net-worth individuals, charitable organizations, corporations, and pension and profit-sharing plans. The firm offers portfolio management services for individuals, businesses, and pooled investment vehicles. They also provide financial planning services.
Stephens Group Asset Management, LLC

100 RIVER BLUFF DRIVE

LITTLE ROCK, AR 72202-2215

$1.14B

Assets Under Management

Not reported

Total Clients

3

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Clayton James’s Registration & Firm History

AR

11/30/2020 - Present

Stephens Group Asset Management, LLC (LITTLE ROCK AR)

AR

09/05/2000 - 07/22/2019

STEPHENS (LITTLE ROCK AR)

AR

02/09/1999 - 06/16/1999

STEPHENS INC. (LITTLE ROCK AR)

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Licenses & Designations

IA

Issued 08/20/2019

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 04/05/1999

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 07/19/2010

Series 10 - General Securities Sales Supervisor - General Module Examination

BC

Issued 01/25/2010

Series 9 - General Securities Sales Supervisor - Options Module Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 02/08/1999

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

Disclosures

There are no public disclosures for Clayton Blakely James.
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