Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Clayton? Claim Your ProfileClayton Austin is a financial advisor with Northwestern Mutual Investment Services, LLC. Clayton is licensed in California, Colorado, Nevada, Tennessee, Texas, Utah and Wisconsin. Clayton has passed the Series 63, Series 6TO and SIE exams. Clayton has been in the industry for 1 year. Clayton’s primary focus is providing investment research and referrals to other advisors.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Investment research; referrals to other advisers
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Referral fees
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CA
01/22/2024 - Present
Northwestern Mutual Investment Services, LLC (CARLSBAD CA)
BC
Issued 02/22/2024
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/20/2024
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 11/22/2023
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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