Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Clay? Claim Your ProfileClay William Brandt is a financial advisor with Raymond James & Associates, Inc. Clay has been in the financial services industry since January 1991. Clay is a Certified Financial Planner and holds licenses to offer financial services in 28 states. Clay has experience providing investment advice to individuals, corporations, trusts, retirement plans, and charitable organizations. Clay is also involved in the community as a WIAA Referee.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Please see note in schedule d - miscellaneous
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
WI
05/25/2018 - Present
Raymond James & Associates, Inc. (Burlington WI)
WI
01/01/2008 - 06/04/2018
WELLS FARGO CLEARING SERVICES, LLC (BURLINGTON WI)
WI
01/11/1995 - 01/03/2008
A. G. EDWARDS & SONS, INC. (BURLINGTON WI)
MN
01/04/1991 - 01/12/1995
AMERICAN EXPRESS FINANCIAL ADVISORS INC. (MINNEAPOLIS MN)
MN
01/04/1991 - 01/12/1995
IDS LIFE INSURANCE COMPANY (MINNEAPOLIS MN)
BC
Issued 12/21/1990
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/21/2009
Series 31 - Futures Managed Funds Examination
BC
Issued 01/02/1991
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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