Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Clay? Claim Your ProfileClay Wheeler is a financial advisor with over 20 years of experience in the industry. Clay is currently registered with Wells Fargo Clearing Services, LLC and has been with the firm since 2003. Before joining Wells Fargo, Clay was a registered representative for Merrill Lynch and Prudential Securities Incorporated. Clay offers a variety of financial services, including investment consulting, financial planning, pension consulting and portfolio management for individuals and businesses. Clay has a Series 7, Series 63, and Series 65 license and is currently registered in several states. Clay has a strong track record of success in providing investment advice and financial planning to individuals, families, and businesses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
AL
06/06/2022 - Present
Wells Fargo Clearing Services, LLC (BIRMINGHAM AL)
AL
09/17/2010 - 06/06/2022
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (BIRMINGHAM AL)
AL
07/01/2003 - 09/20/2010
WELLS FARGO ADVISORS, LLC (BIRMINGHAM AL)
NY
06/17/1999 - 07/01/2003
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
IA
Issued 07/08/1999
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 06/30/1999
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/16/1999
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
Not sure Clay Wheeler is the right advisor for you? Invested Better is here to help.
