Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Clay? Claim Your ProfileClay Samuel Knobler is a financial advisor currently registered with Smbc Nikko Securities America, Inc. based in NEW YORK, NY. Clay has been in the industry since 2021. Clay holds the Series 66, Series 7TO, and SIE licenses. Before joining Smbc Nikko Securities America, Inc., Clay worked at Imperial Capital, LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
08/27/2024 - Present
Smbc Nikko Securities America, Inc. (NEW YORK NY)
NY
05/31/2021 - 08/08/2024
IMPERIAL CAPITAL, LLC (NEW YORK NY)
BOTH
Issued 08/18/2021
Series 66 - Uniform Combined State Law Examination
BC
Issued 05/31/2021
Series 7TO - General Securities Representative Examination
BC
Issued 02/19/2021
SIE - Securities Industry Essentials Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
F
FINRA
N
NYSE Arca, Inc.
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