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Clay Runnels

W & S Brokerage Services, Inc.

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About Clay Runnels

Clay Runnels is a registered investment advisor representative with W&S Brokerage Services, Inc. Clay Runnels is based in Tampa, Florida and has been in the industry since 2002. Clay Runnels holds the Series 6, Series 7, Series 63, and Series 66 licenses. Clay Runnels specializes in financial planning and portfolio management for individuals. Clay Runnels has prior experience with BANC OF AMERICA INVESTMENT SERVICES, INC.

Firm Information

Clay Runnels is currently registered with W & S Brokerage Services, Inc.. W&S Brokerage Services, Inc. is a corporation formed in 1974 and headquartered in Cincinnati, Ohio. The firm provides investment advisory services to individuals and is registered with the SEC and in 52 states. With over 85 registered representatives, W&S Brokerage Services, Inc. manages over $122 million in assets for its clients, offering portfolio management services and selection of other advisers.
W & S Brokerage Services, Inc.

400 BROADWAY

CINCINNATI, OH 45202

$122.86M

Assets Under Management

451

Total Clients

434

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Clay Runnels’s Registration & Firm History

FL

02/23/2024 - Present

W&S Brokerage Services, Inc. (TAMPA FL)

FL

01/11/2008 - 01/29/2009

BANC OF AMERICA INVESTMENT SERVICES, INC. (PALM HARBOR FL)

FL

12/19/2005 - 03/07/2006

BANC OF AMERICA INVESTMENT SERVICES, INC. (TALLAHASSEE FL)

MA

08/12/2002 - 11/21/2005

BANC OF AMERICA INVESTMENT SERVICES, INC. (BOSTON MA)

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Licenses & Designations

BOTH

Issued 02/22/2024

Series 66 - Uniform Combined State Law Examination

BC

Issued 08/08/2002

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 01/09/2024

Series 7TO - General Securities Representative Examination

BC

Issued 12/12/2023

SIE - Securities Industry Essentials Examination

BC

Issued 08/09/2002

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Clay Runnels.
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