Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Clay? Claim Your ProfileClay P Cook is a financial advisor in Montgomery, AL. Clay is currently registered with Stonex Advisors Inc., a registered investment advisor. Prior to this, Clay has also been registered with OSAIC INSTITUTIONS, INC., BENJAMIN F. EDWARDS & COMPANY, INC., MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED and HARBOR FINANCIAL SERVICES, LLC. Clay has over 10 years of experience in the financial services industry. Clay holds the Series 66, Series 7 and SIE exams and has a total of 6 approved state registrations. Clay specializes in financial planning and investment advisory services.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Financial consulting services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
AL
02/01/2024 - Present
Stonex Advisors Inc. (Montgomery AL)
AL
07/21/2017 - 02/02/2024
OSAIC INSTITUTIONS, INC. (Prattville AL)
AL
12/03/2015 - 07/20/2017
BENJAMIN F. EDWARDS & COMPANY, INC. (BIRMINGHAM AL)
AL
06/16/2014 - 11/17/2015
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (BIRMINGHAM AL)
AL
02/12/2014 - 05/22/2014
HARBOR FINANCIAL SERVICES, LLC (MONTGOMERY AL)
BOTH
Issued 08/01/2014
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/12/2014
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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