Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Clay? Claim Your ProfileClay Lynn Archey has been active in the securities industry since 2005 and holds licenses to provide investment advice and trade securities in North Carolina. Clay's current firm is Wells Fargo Securities, LLC. Clay has previously worked for several other firms in the industry, including MSI Financial Services, Inc., MetLife Investors Distribution Company, and MetLife Securities, Inc. They are also a registered principal with several professional licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NC
03/23/2017 - Present
Wells Fargo Securities, LLC (CHARLOTTE NC)
NC
08/05/2016 - 09/12/2016
MSI FINANCIAL SERVICES, INC. (CHARLOTTE NC)
NY
06/30/2016 - 07/13/2016
METLIFE INVESTORS DISTRIBUTION COMPANY (NEW YORK CITY NY)
NC
04/08/2016 - 06/30/2016
METLIFE SECURITIES, INC (CHARLOTTE NC)
CA
02/29/2016 - 03/07/2016
AVIOR CAPITAL, LLC (SAN DIEGO CA)
NV
11/24/2015 - 02/09/2016
TRICOR FINANCIAL, LLC (LAS VEGAS NV)
NV
04/26/2010 - 02/27/2015
TRICOR FINANCIAL, LLC (LAS VEGAS NV)
NJ
05/08/2008 - 07/08/2009
JOHN CARRIS INVESTMENTS LLC (HOBOKEN NJ)
GA
10/20/2004 - 11/16/2005
FSC SECURITIES CORPORATION (ATLANTA GA)
FL
01/03/2003 - 08/13/2003
LH ROSS & COMPANY, INC. (BOCA RATON FL)
NY
09/13/2002 - 12/19/2002
A.B. WATLEY, INC. (NEW YORK NY)
NY
06/29/2001 - 08/09/2002
PLATINUM INVESTMENT CORP. (ROCHESTER NY)
FL
11/08/1999 - 05/04/2001
FIRST EQUITY CORPORATION OF FLORIDA (MIAMI FL)
IA
Issued 08/21/2001
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 12/03/1999
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 14 - Compliance Officer Examination
BC
Issued 06/03/2002
Series 4 - Registered Options Principal Examination
BC
Issued 04/10/2002
Series 27 - Financial and Operations Principal Examination
BC
Issued 07/06/2001
Series 53 - Municipal Securities Principal Examination
BC
Issued 08/03/2000
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/15/2012
Series 79 - Investment Banking Registered Representative Examination
BC
Issued 04/06/2012
Series 87 - Research Analyst Exam - Part II Regulations Module
BC
Issued 03/10/2012
Series 86 - Research Analyst Exam - Part I Analysis Module
BC
Issued 08/17/2010
Series 3 - National Commodity Futures Examination
BC
Issued 01/02/2002
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 11/07/1999
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX Emerald, LLC
M
MIAX PEARL, LLC
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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