Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Clay? Claim Your ProfileClay Kaplan is an investment advisor representative with over 17 years of experience in the financial services industry. Clay has a broad range of experience, having worked previously at Morgan Keegan & Company, Inc., Regions Bank, and Iberia Bank. Currently, Clay is a registered representative and investment advisor representative with First Horizon Advisors, Inc., where Clay provides financial planning and portfolio management services to a diverse clientele, including high-net-worth individuals, families, and businesses. Clay's commitment to building long-lasting client relationships is a hallmark of Clay's approach to financial planning and investment management.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
AL
09/03/2024 - Present
First Horizon Advisors, Inc. (Birmingham AL)
AL
02/13/2007 - 03/31/2012
MORGAN KEEGAN & COMPANY, INC. (BIRMINGHAM AL)
AL
08/10/2004 - 02/13/2007
AMSOUTH INVESTMENT SERVICES, INC. (BIRMINGHAM AL)
BC
Issued 07/20/2024
Series 63 - Uniform Securities Agent State Law Examination
IA
Issued 12/11/2020
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 06/13/2024
Series 7TO - General Securities Representative Examination
BC
Issued 03/15/2024
SIE - Securities Industry Essentials Examination
BC
Issued 01/05/2006
Series 7 - General Securities Representative Examination
BC
Issued 08/09/2004
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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