Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Clay? Claim Your ProfileClay Jordan Brooks is a Registered Representative with Abound Wealth Strategies, a firm Clay is also the President of. Clay has been in the financial services industry since 2007 and has been with Abound Wealth Strategies since 2020. Previously, Clay was employed at firms like Chase Investment Services Corp, MML Investors Services, Inc., J.P. Morgan Securities LLC, and International Assets Advisory, LLC. Clay holds Series 63, 66, 7, and SIE licenses and has passed the Uniform Combined State Law Examination and the General Securities Representative Examination. Clay has over 10 years of experience in providing financial planning and portfolio management for individuals and has experience with pension consulting. Clay is a member of Abound Wealth Strategies, which provides financial planning and portfolio management services.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
IN
01/21/2020 - Present
Abound Wealth Strategies (INDIANAPOLIS IN)
IN
03/13/2017 - 02/10/2020
INTERNATIONAL ASSETS ADVISORY, LLC (INDIANAPOLIS IN)
IN
10/01/2012 - 03/09/2017
J.P. MORGAN SECURITIES LLC (INDIANAPOLIS IN)
IN
08/12/2010 - 10/01/2012
CHASE INVESTMENT SERVICES CORP. (INDIANAPOLIS IN)
IN
06/27/2007 - 10/28/2009
MML INVESTORS SERVICES, INC. (INDIANAPOLIS IN)
BC
Issued 10/03/2023
Series 63 - Uniform Securities Agent State Law Examination
BOTH
Issued 06/26/2007
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/26/2007
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
I
Investors' Exchange LLC
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